[Copyright © 1996 Oklahoma City University Law Review. Originally published as 21 Okla. City U. L. Rev. 191-245 (1996). "The undersigned, being the Editor in Chief of the Oklahoma City University Law Review (Review) hereby consent to the reprinting of the article, Brannon P. Denning, Palladium of Liberty? Causes and Consequences of the Federalization of State Militias in the Twentieth Century, 21 Okla. City U. L. Rev. 191-245 (1996), for use at website www.2ndlawlib.org. The undersigned further warrants and represents that he has full authority to execute this Consent on Behalf of the Review. Christin V. Adkins." For educational use only. The printed edition remains canonical. For citational use please obtain a back issue from www.okcu.edu/law/lrissue.htm]
ARTICLES
Brannon P. Denning[*]
This Article confronts the debate over various Second Amendment interpretations with regard to neomilitias. By chronicling the history of state and federal militias and using this history to ascertain the Framers' intent behind the Second Amendment, the author describes the intricacies underlying the demise of state militias--citizen armies--and the rise of a federal militia--a centralized army. The author also reveals that, despite centralization of a national defense, the Framers' original intent behind the Second Amendment (p.192)encompassed not only to military purposes, but morally based civic republicanism purposes. In light of this historical context, the author examines present-day neomilitias and challenges claims that the Second Amendment is meaningless in a post-militia age. To this end, the author affirms the twentieth century significance of the Second Amendment and proposes an interpretation of the Second Amendment that would protect an individual's right to keep and bear arms while simultaneously preserving the Framers' original goals: centralization of a national defense and promotion of a moral function through civic republicanism.
The origin, original intent, and subsequent development of the Second Amendment[1] has received considerable attention recently from legal scholars.[2] Scholars have addressed the English common law origins of the right to bear arms, noting for example how private citizens were expected to arm themselves for common defense of towns or villages,[3] but little attention has been paid to the institutional development and decline of militias in the United States, as it relates to the modern debate (p.193)over the meaning of the Second Amendment. It seems that answers to the following questions might shed some light on the current debate. How did an institution like the colonial militia function within the Framers' ideology? Why, during the late nineteenth century and the early twentieth century, was there a perceived need for a reform of the militia system as it existed, and with what was it replaced? Is the present day National Guard a "militia" in the sense understood by the Framers? If not, what constitutional mechanism operates today to address the concerns that the Framers felt warranted the existence of both the militia as well as the Second Amendment? Furthermore, did the militia perform as the Framers expected, and if not, why not? Finally, what role do present-day private "neomilitias," now receiving much attention in the wake of the Oklahoma City bombing, play in this American tradition?
This Article explores the possibility that the present debate puts the Bill of Rights cart before the constitutional horse. Any understanding of the neomilitia movement and the debate over the Second Amendment must be conducted in light of historical understanding of the militia, both as it existed in theory and practice at the end of the eighteenth century, as it developed during the nineteen century, and as it exists today. A survey of American history demonstrates that the militia was a very important part of republican ideology. Along with the franchise and the jury, it served an important civic, as well as military, function. Charges of inefficiency in the early twentieth century leading to militia reform not only ignored this moral function, but failed to consider the consequences of the militia's elimination. Perceived inefficiencies from an early twentieth century point of view were seen, in the eighteenth century, as guarantees against the militia's use for undesirable purposes.
Civic republicanism, inherited by Americans from seventeenth century English "Commonwealthmen," was the primary ideological engine driving the American Revolution and the (p.194)framing of the Constitution.[4] Historian Gordon Wood writes that "[r]epublicanism meant more for Americans than simply the elimination of a king and the institution of an elective system. It added a moral dimension, a utopian depth, to the political separation from England--a depth that involved the very character of their society."[5]
J.G.A. Pocock, commenting on the perpetuation of this English Whig philosophy in the colonies in his seminal work on the subject, points out some of the salient features common to eighteenth century civic republicanism:
The Whig canon and the neo-Harringtonians, Milton, Harrington, and Sidney, Trenchard, Gordon and Bolingbroke, together with the Greek, Roman, and Renaissance masters of the tradition as far as Montesquieu, formed the authoritative literature of this culture; and its values and concepts were those with which we have grown familiar--a civic and patriot ideal in which the personality was founded in property, perfected in citizenship but perpetually threatened by corruption; government figuring paradoxically as the principle source of corruption and operating through such means as patronage, faction, standing armies (as opposed to the ideal of the militia), established churches (opposed to the Puritan and deist modes of American religion) and the promotion of a monied interest .... A neoclassical politics provided both the ethos of the elites and the rhetoric of the upwardly mobile, and accounts for the singular cultural and intellectual homogeneity of the Founding Fathers and their generation. Not all Americans were schooled in this tradition, but there was (it would almost appear) no alternative tradition in which to be schooled.[6](p.195)
Republicanism made other high moral demands on its citizens, in addition to entrusting them with the defense of their communities. For example, a citizen of a republic was expected to subordinate self-interest to the overarching good of the community.[7] This public good was, in fact, the lodestar for a republican government.[8] Absolutely essential to a republican government was the participation of its citizens in civic affairs; it was understood that this obligation to participate was a moral one.[9] This moral obligation was described in the literature of the times as public or civic virtue.[10]
As noted, one of the bete noires of civic republican theorists was the standing army.[11] A professional army was seen as another instrument that could be used by a tyrannical government to subjugate its citizens.[12] Militias served to eliminate the (p.196)possibility of a coup by ambitious military leaders (such as, Julius Caesar). The presence of an armed citizenry also served as a visible reminder to the executive of the ability of the people to remove the magistrate by force if necessary.[13] Finally, the militia served as an organ through which republican virtues could be transmitted to generations of new citizens.[14] Because its membership was universal, there was little danger the militia itself could be employed in the service of tyranny, since its interests were considered identical to those of the community from which the militia drew its members. Furthermore, the local nature of the militia assured that its uses would be defensive. A professional army, on the other hand, tied geographically to no one place, might constantly agitate for a policy of expansion and military adventurism.[15] As George Washington and other American generals found during the American Revolution, community militias were very effective at repelling invasions, but of little use for extended campaigning.
Common among political theorists such as John Locke was the idea that rulers existed because people consented to the establishment of a government for the protection of property.[16] This consent was freely given and, should the government fail to provide order and protect the ability of individuals to amass and retain private property, consent could be withdrawn and (p.197)another government established. Experience showed that rarely would an established government easily capitulate, and if the existing government kept a standing army, the government could not only resist, but could use the army to oppress the citizens. Clearly, a check had to be developed. The check that resulted from the English Civil War and the Glorious Revolution was the right guaranteed by the English Bill of Rights of all Protestants to keep arms for their defense. This right was part and parcel of the English common law inherited by the colonists settling in America.[17] Of course, the colonists also relied on the militia to provide essential policing and defensive functions, and most colonies required its free citizens to be enrolled in county militias and to assemble and drill regularly. One historian noted that the "very nature [of] the militia system reinforced the provincialism that was a salient characteristic of the colonial period."[18] However, the militia's relative lack of social stratification, especially when compared with the rather severe class demarcations existing at that time in Europe, inspired spirited rhetoric among both Americans and European intellectuals.[19] Even then, it seems, the militia system was seen as an important civic institution, serving political, and not just military, ends.[20]
Before the Continental Army was organized by the Continental Congress,[21] state militia units were the first to engage the British at both Lexington and Concord,[22] as well as at the (p.198)Battle of Breed's Hill.[23] When the Second Continental Congress authorized the formation of a nascent Continental Army, local militia units made up the bulk of the actual troops, although they were not accorded much respect by the professional military.[24] While General Washington complained of the lack of discipline in these militia units, he admitted they were useful for short periods of time during battles. The militia could be mustered with great effectiveness when its members perceived a direct, local threat. Washington's complaints stemmed primarily from his inability to keep militia units enlisted for prolonged campaigns.[25] Despite an uneven record overall, plenty of evidence exists showing how well these units performed in defense of their homes and towns. The battles of King's Mountain, North Carolina and Cowpens, South Carolina are two good examples of the militia's efficacy.[26] To at least one contemporary (p.199)commentator, the militia's performance at Cowpens was proof positive of the superiority of the "armed yeomanry of America" and that a "respectable and well regulated militia is the safest palladium of the liberties of a state."[27] Abandoning the Carolinas as a result of his defeats, the British general Cornwallis made (for all practical purposes) his final stand at Yorktown, Virginia. With his defeat went all English hopes for a continued presence in America.
The postwar period in America was marked by rapid demobilization as a wave of antimilitarism swept the nation.[28] The specter of standing armies was raised repeatedly by those suspicious of having a large body of idle troops at the disposal of potentially ambitious officers.[29] Now that the war was over and there seemed to be no immediate threats, American military policy, such that it was, coalesced around the state militia as the vanguard of national defense.[30] Congressional neglect of military matters under the Articles of Confederation necessitated the deployment of state militias against rebellions that sprung up periodically, and to protect the federal arsenals at West Point, New York and Springfield, Massachusetts. In both cases, the militias performed admirably.[31]
From the comments of generals like Washington and Nathaniel Greene, as well as contemporary accounts of the battles of the Revolutionary War, one can get a general sense of the effectiveness of militias. First, militia units were most effective when the battles for which they were mustered took place near their community. Second, while able to muster a substantial number of militiamen relatively quickly, Continental army (p.200)commanders were unable to keep the militia units as part of their army for extended campaigns.[32] When not in the immediate service of the Continental Army, militia units were effective (particularly in the South) in conducting rear guard actions against the British,[33] as well as preventing much in the way of a counterrevolutionary movement from taking shape.[34] Finally, the mustering of the militia during various battles gave a wide cross-section of Americans a stake in the Revolution and its outcome.[35]
A hard lesson learned during the Confederation period was that a government as decentralized as that under the Articles was not very effective.[36] Economically, politically, and militarily, the "United" States were isolated, not only from the rest of the world, but from each other as well. States were printing their own currency, imposing their own tariffs, and refusing to pay taxes to the Confederate Congress.[37] The Convention of (p.201)1787 was called to remedy these problems of the newborn country. One issue that split the convention, and which highlighted the coming debate over the entire Constitution, was the question of federal and state power over militia. The solution satisfied no one, and even the addition of the Second Amendment to the Constitution did little to quell the people's concerns.
Given the nationwide phobia of standing armies, conventional wisdom held that state militias would have to form the bulk of any national defense plan. The debate at the Philadelphia Convention centered around what power the national government would possess to raise armies, as well as the power it would have over state militias. On Saturday, August 18, George Mason of Virginia, a member of the Committee of Detail, proposed that the central government take more control over the organization and discipline of the state militias to ensure the efficacy of the militias for national defense.[38] In the alternative, Mason suggested the government control a portion of the militias for training every year--a "select" militia.[39]
As the debate progressed, some delegates favored total governmental control of the militia, but only when in actual service of the central government.[40] Other delegates favored Mason's select militia plan, which would have placed various percentages of state militias under control of the federal government during any one year.[41] General Pinckney, seeing no reason for distrust of the national government, and having little faith in the militia, thought Mason's original motion ought to be renewed, emphasizing the need for a real fighting force.[42] The (p.202)day ended with Elbridge Gerry's warning that too much national control of the states' militias would result in "the plan [having] as black a mark as was set on Cain."[43]
Debate resumed on Thursday, the 23rd,[44] and the chief issue was the wording of the Committee of Eleven's proposed clause. Rufus King opened, clarifying the point that "organizing" meant proportioning officers and men, and arming them with uniform caliber weapons; and that "discipline" meant prescribing the methods of drill and exercise.[45] When Elbridge Gerry complained this would reduce the states to drill sergeants, James Madison attempted a clarification: "arming," he argued, would mean neither the national government's furnishing arms, nor disciplining nor establishing courts martial.[46] Correcting Madison, however, King said there was no reason to suppose "arming" would not include the actual furnishing of arms "either by Militia themselves, the State Governments, or the National Treasury."[47]
Delegates proposed alternative phrasing giving the Congress the power "[t]o establish a uniformity of arms, exercise and organization for the Militia and to provide for the Government of them when called into the service of the U. States."[48] Execution of the plan would be reserved to the states. As the debate drew to a close on this topic, the rhetorical lines were drawn between the positions of Elbridge Gerry and James Madison. Madison occupied the middle ground, arguing for some national control since the militia was intended to serve a national defense function.[49] Gerry, on the other hand, allowed no quarter where control of the militia was concerned--it must lie with the states.[50](p.203)
The debate concluded on a dramatic note, each staking out the position that, while ostensibly over the control of the militia, mirrored the larger debate over the ratification of the Constitution itself. Gerry thundered,
Let us at once destroy the State Gov[ernmen]ts, have an Executive for life or hereditary, and a proper Senate, and then there would be some consistency in giving full powers to the Gen[eral] Gov[ernmen]ts but as the States are not to be abolished, he wondered at the attempts that were made to give powers inconsistent with their existence.... Some people will support a plan of vigorous Government at every risk. Others of a more democratic cast will oppose it with equal determination, and a Civil war may be produced by the conflict.[51]
With equal vehemence, Madison answered back, asserting,
As the greatest danger is that of disunion of the States, it is necessary to guard ag[ain]st it by sufficient powers to the Common Gov[ernmen]t and as the greatest danger to liberty is from large standing armies, it is best to prevent them, by an effectual provision for a good Militia.[52]
The final clauses adopted as part of the Constitution gave the Congress the power to raise armies (limiting to two years the time for which they may be provided for);[53] to call out the militia to execute laws, repel invasions, and suppress insurrections;[54] and to provide for the organization, arming and disciplining of the militia, as well as governing that portion of them actually called into service of the United States.[55] States retained the right to appoint officers.[56] Madison's argument won (p.204)the day. If the country was to have any sort of national defense, and if standing armies were not an option, the Congress needed to have appreciable control over the state militias when the need arose.[57] For the Antifederalists, additional safeguards were needed to ensure that the federal government would not organize the militias out of existence, or leave a state defenseless because its militia was being sent to another state to execute laws, i.e. collect taxes or work some other manner of tyranny on its neighbor.
Commentators have noted differences between the rhetoric of the Revolution, and that which was used to defend the Constitution.[58] The Federalist observations about the militia illustrate the Framers' ambivalence about the level of national control that should be exercised over the state militias. Madison wrote enthusiastically of "a militia amounting to near half a million of citizens with arms in their hands, officered by men chosen from among themselves, fighting for their common liberties and united and conducted by governments possessing their affections and confidence."[59] Yet Hamilton, in an earlier paper, wrote that:
To oblige the great body of the yeomanry and of the other classes of the citizens to be under arms for the purpose of going through military exercises and evolutions, as often as might be necessary to acquire the degree of perfection which would entitle them to the character of a well-regulated militia, would be a real grievance to the people and a serious public inconvenience and loss.[60](p.205)
Hamilton writes that requiring such service would also work an economic hardship on the country, "form[ing] an annual deduction from the productive labors of the country."[61] Hamilton concluded by advocating a plan for a "select corps of moderate size ... ready to take the field whenever the defense of the State shall require it."[62] In a few paragraphs, Hamilton repudiated a keystone of republican ideology, a universal militia, and by advocating the establishment of a select militia under federal control, played to the Antifederalists' worst fears about the Constitution.[63] Sadly, history has proven Hamilton correct. The vast majority of Americans do not wish to take the time to vote or serve jury duty, two other demonstrations of civic virtue; the prospect of assembling and drilling in county militias would be unthinkable to most.
Despite the voluminous amount of Antifederalist material that circulated in the states following the publication of the proposed constitution,[64] the objections voiced were essentially the same. Opponents were concerned that, under federal control, militias of one state would be forced to march into another state;[65] that militias would be called upon to execute the laws by force;[66] or that since the militias were under control of (p.206)the federal government, the states would be effectively deprived of any means of resistance against the general government.[67]
The inclusion of the Bill of Rights as an addendum to the Constitution was seen by Madison as a way to quiet many Antifederalist fears. Among them, in language copied largely from proposals for amendments drafted by the Virginia delegation, was the Second Amendment. It seems plausible that whatever possible Hamiltonian designs some Framers of the Constitution might have had on the state militias, the Second Amendment was placed there to ensure that Congress would not possess the wherewithal to disarm state militias by disarming the individual members of those militias.[68]
Thus, it seems that critics have it backwards when they seek to interpret the Second Amendment's "preamble" ("A well regulated militia being necessary for the security of a free state....") as a limitation on the right to bear arms. If the aim of those who demanded a Bill of Rights in the Constitution was to ensure the continuing viability of state militias in the face of federal control, what better way to ensure state militia strength than to place the ability to regulate individual rights to arms outside the realm of federal power? The preamble could therefore be seen as a rhetorical endorsement of the armed yeomanry, as opposed to the standing armies Congress was given the power to raise and provide for.[69] As Professor William Van (p.207)Alstyne recently pointed out, the right guaranteed by the Second Amendment is "to keep and bear arms," not the right to join a militia.[70]
Moreover, as Don Kates has persuasively argued, the underlying philosophy of both the republican ideology of the Framers that endorsed the militia as a civic institution, and the Second Amendment's guarantee of an individual's right to keep and bear arms is the same: the natural right of self-defense.[71] Seventeenth century political philosophers thought that man entered into "social contracts" with one another, and established governments for self-protection, and from this "most self-evident of rights ... came the multiple chains of reasoning by which contemporary thinkers sought to resolve a multitude of diverse questions," even questions involving the establishment of principles of international law.[72]
More to the point, John Locke justified the right of individuals to resist tyranny in government on the grounds that a tyrannical ruler and his minions were no better than robbers or other thieves who sought to do violence, not to individuals singly, but to the body politic as a whole.[73] "As inheritors of these ideas, the Founders believed that the right to arms was a necessary ingredient of the moral duty of self-defense."[74] Bearing arms enabled an individual citizen to defend himself and his (or her) home and family; a group of arms-bearing citizens functioning as a militia enabled the body politic to defend itself against tyranny.[75] Kates writes that "arms were deemed to protect (p.208)against every species of criminal usurpation, including 'political crime,' a phrase which the Founders would have understood in its most literal sense."[76]
Kates concludes:
In the absence of a police, the American legal tradition was for responsible, law abiding citizens to be armed and to see to their own defense, and for most military age males to chase down criminals in response to the hue and cry and to perform the more formal police duties associated with their membership in the posse comitatus and the militia.[77] It was the possession of arms in these contexts which the second amendment constitutionalized.[78]
As we shall see, because of the link between the classical militia and the Second Amendment, some scholars have claimed that the demise of the former has rendered the latter meaningless.[79]
Ironically, it was the states themselves which posed the greatest threat to the existence of militias. Feeling relieved of any responsibility to maintain viable forces after passage of the 1792 Militia Act, state militias atrophied due to neglect. Once the Federalists made the case for the need for central control of national defense forces, states basically felt free to ignore their militias, aside from appointing officers, assuming all the while that the Congress would take seriously its power to organize and prescribe discipline for the militias.(p.209)
The only real provision the first Congress made in its organizing role was the Militia Act of 1792[80] which provided for a universal United States militia, and specified a number of things each individual must have as a member of the militia. On paper, at least, the Congress provided for a universal national militia. For their part, the states could reasonably expect to appoint officers to command and train the state militia units "according to the discipline prescribed by Congress,"[81] but neither happened. As the War of 1812 demonstrates, Congressional (and sometimes state) commitment to the militia rarely rose above the superficial and rhetorical.[82]
Despite its naval origins (the British insisted upon the right to stop American ships on the high seas and impress British citizens into naval service), the War of 1812 soon turned into a land war.[83] The first major theater of action was in the Niagara (p.210)Falls and Great Lakes regions, but campaigns ranged from New York to New Orleans before the war's end. Given the large theater of action and the number of states affected, state militias saw a great deal of action.
An early problem that emerged with the state militias stemmed from a literal (and quite correct) reading of the Constitution on the part of militia commanders (and the soldiers themselves), as well as a traditional understanding of the militia's function. On several occasions, when ordered into Canada by federal army commanders, who often attempted to pull rank on state militia officers, the soldiers refused on the grounds that they could not, consistent with the Constitution, be ordered out of the United States.[84] In fact, during the early stages of the war, some state governors refused to submit their militia to federal control. Noting the absence of insurrection, rebellion, or invasion, they concluded the federal government was acting unconstitutionally when it attempted to muster the militia into federal service.[85]
Those states responding to Congressional requests for units often sent their units ill-equipped and ill-trained, such that the scarce resources allocated for federal troops had to be further stretched to provide for scores of ragged state troops arriving at the front far from battle-ready.[86] One report from New Orleans described Kentucky troops arriving so ill-clad they had to (p.211)hold their clothes together with their hands.[87] Conflicts inevitably arose between federal officers and state militia officials, who were often commissioned with more regard to political patronage than military prowess.[88] States like Massachusetts, which was particularly proud of its militia (arguably the best in the country at the time), were scornful of the southern militias and of what they saw as a "Southerner's War."[89]
However, American naval successes, as well as the strain on Britain's resources that resulted from fighting a two front war probably had more to do with the resultant peace treaty than did military power of the American ground forces.[90] It seemed clear that militia inefficacy was absolutely assured when states let their militia deteriorate, or sent them forth with inadequate supplies.
The end of the War of 1812 also brought to an end an important chapter in American national defense policy. After the second war with England, the federal government essentially gave up on state militias as a viable part of the nation's defenses.[91] A professional army, they thought, was needed to protect American interests. The militias were seen as an inefficient use of men and material. Of course, such judgment begs the question: "Inefficient at which tasks?"(p.212)
While it was unlikely, given the omnipresent hostility to the militias on the part of professional soldiers like George Washington,[92] that the militias would be fairly evaluated by the officer class, there is an argument to be made that during the American Revolution and the War of 1812, the militias performed well those tasks to which they were best suited. Militias were not professional armies and were seen as the antithesis of standing armies. Precisely because the goals of standing armies were seen as incompatible with a republican form of government, militias were not supposed to undertake the same role as a standing army.
What did the Framers think was an appropriate role for the militia? The Constitution mentions three situations in which the militia may be called into service of the United States government: "to execute the Laws, suppress Insurrections, and repel Invasions."[93] Examining those alone, the Framers apparently considered a limited, defensive role appropriate for militias. If those are the purposes for which militias were intended, they performed fairly well. State militias in Massachusetts, for example, "executed the laws," and "suppress[ed] insurrections" by putting down Shay's rebellions.[94] All the colonial militias "repel[led] invasions" with the Continental Army during both the American Revolution and the War of 1812, and did a better job than many in the professional military are willing to concede.[95](p.213)
However, not everyone believes the historical record supports the Framers' enthusiasm for citizen militias. In his book Inventing the People, historian Edmund Morgan presents a pessimistic view of the militia in a chapter entitled "The People in Arms: The Invincible Yeoman."[96] According to Morgan, the militia in England was part of the larger fiction of popular sovereignty, invented to displace the notion of divine right of kings.[97] Sixteen and seventeenth century theorists like James Harrington and Fortesque, who wrote effusively about the virtue of citizen militias, were devoured in America where, according to Morgan, "the ownership of land and of arms was much more widespread than in England...."[98]
Morgan argues that the "cherished tenet of the yeomanry in arms, embodied in the militias, as the best and only safe form of military protection for a republic" was "at odds with fact."[99] He cites as examples, the willingness of George Washington to seek the formation of a professional army to engage the British during the Revolutionary War,[100] and Washington's subsequent complaint that the militia troops under his command were ill-disciplined and unsuited for combat against professional troops.[101] In both England and America, Morgan believes that the myth of the invincible yeoman was no more than propaganda (p.214)to secure the support of the propertied classes and to prevent them from "strik[ing] out on an independent unfamiliar political course of their own."[102]
The best Morgan can say for the eighteenth century militia is that "besides suppressing revolts, [the militia] were also a means of forestalling them and of fostering consent to government, not by force but by instruction."[103] This subordination, writes Morgan, "was a willing social subordination, the kind of subordination that made orderly government possible."[104] He concludes: "The fiction of the invincible yeoman thus embodied the same ambiguities as the larger fiction that it supported [popular sovereignty]: it sustained the government of the many by the few, even while it elevated and glorified the many."[105]
Morgan does make a final telling concession; one that often gets overlooked in discussions about military efficacy.
In teaching the yeoman his place in the social order, Morgan writes, "the militia performed an undesignated but crucial political function as well as a social function and performed both more successfully than its military function.... [T]he militia, however lacking in armed prowess, was a formidable means of lining up indifferent citizens on the side of the gentlemen who led the popular opposition to England and created popular governments.[106]
Excessive focus on the win-loss column of the militias (which I argue was not that bad) risks losing sight of the fact that war is, in von Clausewitz's famous phrase, "politics by other means." Were it not for the high level of popular support given to the leaders of the Revolution by the citizenry, who can say for certain the Revolution would have turned out the way it did? Like voting, or serving on a jury, service in a militia--or even the possession of arms such that one could serve in such a capacity if called upon--gives citizens both a stake in the (p.215)preservation of their society, and (perhaps more importantly) an active role in its preservation. In his haste to make his case that the militia was merely a shill for the ruling elite, Morgan does not stop to ponder other implications of militias' social and political significance and he is too quick to dismiss the militia's actual record in either the Revolution or the War of 1812.
Likewise, in his article, Revolt of the Masses: Armed Civilians and the Insurrectionist Theory of the Second Amendment, Colonel Charles Dunlap argues that the alleged efficacy of citizen-soldiers is a myth. This myth has been perpetuated, according to Dunlap, by proponents of the "insurrectionary theory of the Second Amendment."
Simply stated, the proposition holds that the possession of firearms by individuals serves as the ultimate check on the power of government. The concept postulates that the Second Amendment was intended to provide the means by which the people, as a last resort, could rise in armed revolt against tyrannical authorities. A critical corollary to the theory is the premise that masses of armed civilians could subdue any professional standing army that might support a despotic regime, or itself seize power.[107]
He argues that the real military efficacy of militias was a myth used, in part, to "legitimize the nation's traditional antimilitarism."[108] Citizen-soldiers neither are nor were a match for professional military forces, either in training, firepower, or discipline.[109] He argues that almost every time irregular units have directly engaged professional armies, the former have been defeated militarily.[110] In addition, many times when the "irregular" forces win--Vietnam, Dien Bien Phu, Algeria, Afghanistan--the victorious forces are armed with heavy artillery, Stinger missiles, tanks, or are not irregular forces at all.[111](p.216)
Colonel Dunlap grounds his arguments on several assumptions that are at least debatable. First, he assumes that, as envisioned, there was no orderly plan for the training and drilling of militia members after the Revolutionary War. While admittedly both the states and Congress failed to follow through with the details of the Militia Act, not uncommon after a war, the Act was passed, provided for universal membership, and for mandatory muster and drilling at least once a month.[112] Second, when discussing armed revolt and the Second Amendment, Colonel Dunlap assumes that persons with military training, or any training, and gun owners are almost mutually exclusive. Dunlap does not consider the possibility that persons with some training would be able to train others. After all, the "force multiplier" theory of counterinsurgency is a keystone doctrine of organizations like the United States Special Forces.
Dunlap makes the case that throughout history, and especially in the twentieth century, armed civilians have never defeated a professional army in a face to face battle. However, militias are intended to be reactive and defensive when responding to threats. They muster and drill locally, know the area, and remain in place (since they presumably live in the place they are defending) so that even after battles are over, they can prevent rear guard action from taking place.[113] One of the fatal flaws with the concept of civilians against a professional army, Dunlap argues, is that since the Second Amendment protects only arms you can bear, and only the type of arms you can bear that a militia would use, then civilians would never have access to the kinds of sophisticated hardware necessary to meet a modern, professional army on equal terms.[114] Such a statement assumes that the militias (or even masses of individuals) would be so ill-trained they would not be able to mount an attack on say, a federal armory, to get such weapons--or that armed forces troops sympathetic to the uprising might not supply them with weapons.[115] Dunlap also (p.217)seems to assume that a "political" defeat of a professional army is somehow inferior to a "military" defeat. It would seem that a victory, even one produced by domestic agitation, like the United States' defeat in Vietnam, might be attributed by the perceived efficacy of militias. In such an instance, it makes little difference how effective the militia actually is.
Colonel Dunlap's assertions about the efficacy of armed civilians and militias work if one accepts his assumptions. As an active member of a "standing army" his biases should be obvious, but represent the historical antipathy the professional military has shown militias over time. This view represents part of the reason part-time, state militias will not make a comeback, but not all members of the professional military have held such a disparaging view of citizen-soldiers. During the twentieth century, at the same time the federal government was placing all military power in its own hands, there was a movement that attempted to recapture the spirit of the citizen soldier through universal military training and the use of summer training camps.[116]
By the dawn of the twentieth century, federal defense policymakers, assisted by a group of retired professional military officers called the National Guard Association, began to agitate for reform of the state militia system. The architect of this reform was Secretary of Defense Elihu Root, whose first success with bringing order to an admittedly disordered militia system[117] was the passage of The Dick Act in 1903.[118]
The Dick Act "signified the beginning of the demise of the old, essentially state-controlled, system."[119] The Act required (p.218)the states to submit to a number of federal requirements regarding the training, housing, and equipping of the state militias.[120] The Dick Act was the first in a series of moves by Congress, spurred on by the professional military and groups like the National Guard Association, that made the states offers they could not refuse: free training and equipment in exchange for abdication of control. States, long neglectful of their militias, were all too happy to cede this control.[121]
The National Defense Act of 1908[122] followed the Dick Act. This Act authorized the use of the newly constituted "National Guard" to serve outside the boundaries of the United States.[123] The inability to order the militia outside the boundaries of the United States arose from the traditional understanding of the role of militias as defensive forces, and was a major obstacle to American military operations against Canada during the War of 1812.[124] However, the 1908 act was too obvious a violation of the Constitution for either the Judge Advocate General (p.219)of the United States Army or the United States Attorney General, both of whom deemed this portion of the Act unconstitutional.[125]
Undeterred, Congress passed another National Defense Act in 1916 as part of general preparedness in the face of a widening European war.[126] Among the increased requirements placed on the states (and the Regular Army who had to administer these requirements) was an innovative solution to the constitutional prohibition against foreign use of militia troops: the President was authorized to draft state Guard members into national service as federal reserve troops.[127] As a result, the President began to draft whole regiments into the Reserves. Furthermore, the National Defense Act, as a condition precedent to the receipt of federal funds, forced the states to cede most of whatever control over the militia they retained, including the constitutional prerogative to appoint officers to command the militia.[128] As one commentator noted, "[a] recurring fact pattern emerges: the states, faced with ever more demanding standards but unable to pay for upgrading, are forced to accept both federal funding and the resulting loss of control that goes along with that funding."[129]
In 1933, amendments to the National Defense Act implemented a "dual enlistment policy" whereby each member of a state National Guard unit simultaneously became a member of (p.220)the United States National Guard.[130] When in the service of the United States, members became part of the Enlisted Reserve Corps of the Army, but retained their status as members of the state National Guard unless ordered into actual service of the United States.[131] Troops could be ordered into actual service whenever Congress declared a national emergency and, during that service, were relieved of their status as members of the state National Guard.[132] In 1952 Congress removed the national emergency requirement, authorizing instead "active duty or active duty for training" regardless of the presence of any sort of national emergency.[133] This power was subject to gubernatorial approval, which was removed by an amendment enacted in the mid-80s precipitated by the refusal of some governors to send forces to train in Central America.[134] The constitutionality of the so-called "Montgomery Amendment" was challenged by Minnesota governor Rudy Perpich and Massachusetts governor Michael Dukakis in 1988.[135]
In Perpich v. Department of Defense,[136] the Supreme Court continued its acquiescence to federal usurpation of state constitutional prerogatives begun in The Selective Draft Cases.[137] Summarizing the history of the federal-state relationship between the state militias and the National Guard,[138] the Court (p.221)rejected the governors' arguments that the Montgomery Amendment was unconstitutional.[139] Noting the governors did not challenge the ability of Congress to create a dual enlistment program,[140] the Court stated that the existence of such a program means that "members of the National Guard of Minnesota who are ordered into federal service with the National Guard of the United States lose their status as members of the State militia during their period of active duty."[141] As a result, the governors could not complain, since the troops, once called into federal service, ceased to be under the state control.
Relying on its decision in The Selective Draft Cases[142] and the portion of the Constitution granting Congress the power to "organiz[e], arm[], and disciplin[e] the Militia,"[143] the Court reaffirmed the "supremacy of federal power in the area of military affairs."[144] Holding the Montgomery Amendment "not inconsistent with the Militia Clauses,"[145] the Court emphasized its decision was made without "pass[ing] upon the relative virtues of the various political choices that have frequently altered the relationship between the Federal Government and the States in the field of military affairs."[146] While the present Supreme Court may be more sympathetic to states seeking to vindicate their roles assigned under federalism against perceived encroachment by the federal government,[147] there is little likelihood the Supreme Court will abandon its extreme deference to the Federal Government in the areas of national defense and foreign policy. Furthermore, there is probably little (p.222)sympathy at the state level for a reactivation of state militias, particularly in the face of widespread opposition by the professional military, whose members would characterize such a move as deleterious to national defense.[148]
Twentieth century attempts to reconstitute the militia as a real fighting force in this country invoke examples of the militias of Switzerland and Israel as support for the argument that a citizens' army is one of the highest achievements of a democracy. Militia proponents urge that universal military training, far from encouraging militarism, fosters a civic pride and an independence of spirit that renders such an army both morally, and, if universal, numerically superior to the traditional cadre-conscript army.[149] By instilling in its citizens training and discipline, a country with a real citizen's army would ensure the development of both a formidable fighting force and a virtuous, informed, and active citizenry, which would in turn secure the future of democracy in that country. The arguments parallel those made by the eighteenth century republicans. There have been three different times in the twentieth century during which enthusiasm for the militia has been fairly widespread: during the period immediately before and after the First World War; during the Cold War; and the present day "neomilitia" movement which reflects a darker side to the militia movement.
The Plattsburg Movement was an outgrowth of the "Preparedness Movement," which peaked during the period immediately before and after the First World War, roughly 1912-1920.[150] The movement arose during the same time the federal (p.223)government was beginning to modernize the nation's military forces, a move that resulted in the abrogation of the state's constitutionally assigned militia powers.
At the head of this movement was General Leonard Wood, expert fencer, horseman, and jai alai expert, once described by Secretary of War Newton D. Baker as "the most prodigiously busy man you ever saw."[151] Appointed Chief of Staff of the Army in 1910, General Wood set about to reorganize the army so that it could fight a major international war.[152] Wood differed from his colleagues, however, in that he possessed a faith in the citizen soldier.[153] Clifford adds, Wood "had faith in the citizen soldier. He said he could make civilians into soldiers in six months--instead of the customary two or three years. And Wood meant to put such principles into practice. He meant to breathe life into a citizen reserve."[154]
The vehicle for Wood's plan was a summer training camp. Believing "[m]ilitary training did not have to be something tedious, dull, and ineffectual,"[155] Wood envisioned a six-week training course that would acquaint youths with what the army was all about.[156] Activities included vigorous physical exercise, introduction to military strategy, and field exercises. As the fundamentals were mastered, more specialized military tasks like engineering, artillery, and signals duty were introduced.[157] At the end of each week the youths endured a grueling hike during which maneuvers were conducted in order to integrate all the previous week's lessons.[158] These volunteer camps[159] were an experimental version for Wood's larger plan: (p.224)the establishment of military training centers all across the country to train college men for future military service.
Because the volunteers at Plattsburg paid their own way, most were affluent college men from the East. In fact, a significant portion of the whole Preparedness Movement was fueled by the elite establishment.[160] Frightened by the war in Europe, and by the indifference of many Americans, these advocates of American preparedness used their considerable influence to ensure that General Wood's experiment at Plattsburg would expand and continue.[161] The result was the establishment of the Military Training Camps Association (MTCA) with the goal of raising and maintaining a 400,000 man Continental Army which would replace the National Guard as the nation's line of defense after the regular army forces.[162] While the proponents of Plattsburg and the MTCA recalled the spirit of republicanism in the Continental Army, and while 400,000-500,000 men was a sizable number to serve, this plan was in no way "universal," nor did it aim to be. Another concern was constructing the machinery to train the officers required to lead all these men.[163] Furthermore, this Continental Army and the camps that would be established to train its members were designed to be under federal control. Prior to the National Defense Act of 1916, serious constitutional impediments existed to such an overt federalization of militia forces.[164]
The First World War and the immediate postwar reaction dampened enthusiasm for both universal military training and the entire Preparedness Movement.[165] No support existed for (p.225)the implementation of the proposed National Army, even though the many combat veterans returning from Europe would have been ideal for the MTCA to form a trained corps around which a real citizens' army could be constructed.[166] While universal training stalwarts attempted to keep the faith, the end of the war brought about the end of the MTCA's role of examining and recruiting officer candidates[167] and, shortly after the Armistice, the death of the movement's most prominent patron, Theodore Roosevelt.
The MTCA mounted one last serious effort to effectuate a major change in American military policy. A memorandum appeared in the January 1919 issue of the MTCA's magazine and policy organ, National Service, written by one of the original Plattsburgers, a lawyer and an establishment figure named Thompkins McIlvaine.[168] The McIlvaine memorandum "proposed to substitute a Swiss-type citizen soldiery for the existing Regular Army, National Guard, and National Army."[169] This would be accomplished by training young men for six months, then taking a requisite number of them to make up a first line of defense, supplemented by a selective draft should the necessary number not be obtained.[170] Future West Pointers, graduates of ROTC programs, experienced professionals, and those from the ranks would officer the men.[171]
The McIlvaine plan was submitted to the 66th Congress as "The National Service Act" without major changes in the substance.[172] McIlvaine and the Plattsburgers were given center stage at Senate and House hearings.[173] Most, if not all, of the witnesses extolled the virtues of the McIlvaine plan, and (p.226)called a large standing army (in the words of McIlvaine himself) "uneconomic, undemocratic, and un-American."[174]
The resulting National Defense Act of 1920, actually just amendments to the 1916 National Defense Act, did little to further the cause of the MTCA. The 1920 National Defense Act streamlined the organization of the regular army, and added provisions for a "Citizens Reserve" consisting of volunteer veterans and others training under federal auspices.[175] However, not only did the amendments not return the National Guard to state control, there were stronger provisions for "federal training and federal pay" of the Guard.[176] The McIlvaine Plan, in the end, went down to public apathy, Congressional inertia, and a coming Presidential election. While the MTCA remained active in one form or another, there would never again be another well-organized effort on behalf of universal military training taken up by those with as much political power.[177]
Clifford, in his assessment of the Plattsburgers, noted that they "tried to link modern [military] requirements with America's historic tradition of a citizen army."[178] In addition, while acknowledging this was an elite-driven movement, Clifford wrote, "the men who attended training camps were expressing their willingness to fulfill a citizen's military duty."[179] (p.227)He also wrote how the Plattsburgers often acted "in opposition to official War Department thinking. By agitating for a citizen army, they found themselves in conflict with the professionals."[180] Perhaps the best summary comes from General Wood himself: "Plattsburg ... was not made by the Army ... but by an intelligent public opinion held up by a very few men in the Army and many intelligent ones outside the Army who saw what could be done."[181] It is interesting to note that present-day elites advocating national service of some kind are always quick to point out the service they support is always nonmilitary.[182]
The renewed academic debate concerning the meaning of the Second Amendment has been responsible, in an entirely unintended way, for the recent proliferation of private militias ("neomilitias") that have formed to protest gun control measures and perceived federal tyranny.[183] What is surprising, though, is the source of support the neomilitias use to claim the right to organize. The standard argument among those who deny that the Second Amendment guarantees an individual's private right to keep and bear arms is that the Second Amendment really protects only the right of states to have militias that are free from federal control. Unfortunately, the proponents of this "state's right" interpretation of the Second (p.228)Amendment never followed it to its logical conclusion, while several thousand of their fellow citizens have. Many neomilitias, citing "unorganized militia" statutes[184] that are on the books in most states, have formed private militias that assemble, drill, and even patrol.[185] These neomilitias have attracted additional national attention in the wake of revelations that one of the suspects in the Oklahoma City bombing was connected with the Patriot Movement and the Michigan Militia.[186]
Though the various militia groups are geographically diverse, their members tend to share the same fears: federal gun control, erosion of national sovereignty, emergence of a United Nations led "one world government," and the invasion of the United States by shadowy socialist forces.[187] The movement (p.229)seems to have been further galvanized by both the Randy Weaver trial and the Branch Davidian standoff in Waco, Texas.[188] Many organize into militia "companies" or "units," drill on weekends with weapons, and speak fatalistically about a coming showdown with the federal government.[189] Some militia units, mostly those active in the Florida panhandle, have even formed under the aegis of local governments.[190] All of this activity has left those who opposed the individual rights interpretation of the Second Amendment in favor of a state's right interpretation scratching their heads--particularly when groups which form under state militia statutes assert the right to arm themselves with semi-automatic weapons outlawed under the "Brady Bill."[191] These state's rights Second Amendment advocates like Dennis Henigan claim, though, that the only "militia" left is the National Guard; thus private citizens may not form private militias to circumvent federal gun laws.[192] Gun control advocates, however, are less certain exactly (p.230)what the Second Amendment does, if it protects neither the right of individuals to bear arms, nor the right of states to form militias other than the National Guard. By emphasizing the "well regulated militia" portion of the Second Amendment, those opposed to an individual right to bear arms have unintentionally provided indirect encouragement to those seeking an outlet for their frustration with and antipathy towards the Federal government.
Yet those participating in this new militia movement are not the successors to the heritage of the colonial militias, the Plattsburgers, and the MTCA, any more than is the federalized National Guard. Nor is Dennis Henigan completely wrong when he makes the point that "the Framers understood the militia to be an instrument of governmental authority."[193] Citizens of the United States are not supposed to resort to the cartridge box as long as the ballot box and the jury box are functioning,[194] but (p.231)should civil authority break down, or become so oppressive as to cease functioning, the right to reconstitute the government is always retained by the people as the repository of sovereignty under our system.[195]
The neomilitias are difficult to place in any historical context with the history of the militia that began in colonial times, because the neomilitias are operating, for the most part, outside traditional military and governmental structures and are in fact hostile to both. While the Plattsburg movement and the MTCA were private organizations, they operated in close connection with civilian and military authorities. The whole goal of the Preparedness Movement was to incorporate a universal militia into the national defense structure--not to revolt against it.[196]
The neomilitias can be placed in an historical context along side what one historian has called the "paranoid style of American politics."[197] Suspicion of established power and an affinity for conspiracy theories have been part of American culture since before the Revolution.[198] In his groundbreaking work, The Creation of the American Republic, historian Gordon Wood writes of the disillusionment and unrest caused by the tremendous social and economic changes the young country faced after defeating England:(p.232)
Increasingly the events of the 1780s seemed to point toward a "crisis of the most delicate nature taking place," leading to "some crisis, some revolution" that could not be predicted. Many ... found themselves uneasy, "more so than during the war." Then there had been a "fixed object," and although the means and timing were questionable few had had doubts of the ultimate victory. But with the coming of peace "the case is now altered." Men saw ahead of them "evils and calamities, but without being able to guess at the instrument, nature, or measure of them."[199]
The parallels to the present post-Cold War world are irresistible. The early Americans' unseen "evils and calamities" seem to have transmogrified into the neomilitia leaders' fears of "black helicopters" and "One World Government."[200] With the end of the Cold War, one large monolithic enemy--world communism--has been replaced with hundreds of little enemies. Far from ensuring our security, the collapse of the Soviet Union and the balkanization of Europe seems only to have highlighted our insecurity. This feeling is comparable to that of our colonial forebearers whose victory over England only heightened anxieties and highlight factions hidden from view by the common purpose present during the Revolution. In addition, the emergence (p.233)of a global economy has led to an erosion of the American industrial base and to increased economic insecurity. The result, when mixed with Americans' tendency to look for conspiracies, and fanned by rumors and innuendo, produces an atmosphere conducive to outlets such as the neomilitias.[201]
The neomilitias have increased their numbers by playing on post-Waco fears of the militarization of federal law enforcement and perceived threats by the government to private ownership of guns. While their leaders insist that their motivation is purely defensive and that they would never preemptively engage in revolutionary activities, doubts remain on the part of many civil rights activists who claim that the anti-gun control posturing obscures a darker agenda.[202] An Anti-Defamation League report issued in the fall of 1994 examined neomilitia activity state by state and questioned the motivations of such groups. The report concluded:
Although thwarting gun control is the chief aim of the militias, they seek to turn the clock back on federal involvement in a host of other issues as well, e.g., education, abortion, the environment.
Clearly, their deeper suspicions and terrors should be of concern: Is their militant cause merely the alleged gun-toting "right" of citizens?--or is it the "turning (p.234)around" of the U.S. itself from what the militants see as the "treasonous" direction of the federal government's present policies? The question which no one can answer just yet is what, exactly, the "militias" intend to do with their guns.[203]
However, the militias across the country are as diverse as their members; there are African-American, Jewish, Latino, and female members of militias.[204] Furthermore, some militias have turned away persons wishing to join their militia unit who were involved in more traditional hate group activities.[205]
There are two features of neomilitias that distinguish them from either the old state militias, or quasi-private groups like the Plattsburgers: lack of universality in their membership,[206] and the lack of state authority.[207] Despite the fact these neomilitias might not have any official role in the national defense structure, does that mean they are illegal? The answer is unclear, because not all states have statutes specifically designed to address paramilitary groups. Most states, and some cities, do have laws which prohibit armed, private groups from drilling or parading in public. Does the Second Amendment give (p.235)militia members the right to form what some may call private armies? Here the answer is probably no. However, there are important constitutional rights that are at least arguably involved: free speech, association, and the right to keep and bear arms.[208]
In the Anti-Defamation League's national report on neomilitias, it urged states to pass anti-paramilitary training statutes in an effort to give state law enforcement agencies legal recourse against such groups. "Law enforcement agencies," the report concluded, "need the requisite resources to monitor these groups and to take appropriate measures, when necessary to protect the public."[209] The report included a "Model Paramilitary Training Statute" and suggested that states adopt such measures to prevent the spread of the neomilitias.[210] Several states have adopted such legislation, (p.236)many of which contain exemptions for gun clubs, hunting clubs, and the like.[211]
It is conceivable that more states will pass these paramilitary training laws in the wake of the Oklahoma City incident, and that these statutes might be tested in court. While there are certainly constitutional implications in such statutes--mainly the rights to speech and assembly--the United States Supreme Court has ruled that the state and local governments may prohibit organizations other than the organized militia of the state, cadets at military academies, and members of the United States armed forces from parading or drilling with arms in towns or cities in the state.[212] "Military organization," the Presser Court held,
and military drill and parade under arms are subjects especially under the control of the government of every (p.237)country. They cannot be claimed as a right independent of law.
It cannot be successfully questioned that the state governments, unless restrained by their own Constitutions, have the power to regulate or prohibit associations and meetings of the people ... and have also the power to control and regulate the organization, drilling, and parading of military bodies and associations [except as authorized by federal law].[213]
Despite the absolute language in Presser, the Court decided this case prior to the incorporation of the First Amendment's protection of freedom of assembly. Given the Supreme Court's acquiescence in the federal evisceration of the state's constitutional role in maintaining, training, and officering the militias,[214] the Court is unlikely to significantly hamper state or federal attempts to control groups which advocate violence against the government. Note, however, that militia meetings often involve exchanges of ideas, printed material, and speeches; any attempt to control the content of such meetings would certainly present constitutional problems under present Supreme Court jurisprudence.[215] Furthermore, there is a constitutional prohibition placed on the states' ability to maintain troops in peacetime without the consent of Congress.[216]
It seems that, despite obvious differences, there is at least a degree of commonality between groups like the Plattsburgers, and other universal military service advocates, and members of neomilitias. The demise of the state militia and the professionalization of both law enforcement and the national military has left the ordinary citizen without a role to play in either the defense of his or her home or country. The National (p.238)Guard is not a militia, in the sense that the Framers would have understood it,[217] any more than it is state-controlled.[218] As a result, people have attempted to find other outlets for the moral, political and social impulses that militias channeled into the service of the community; or else have sought ways to make existing institutions that have replaced militias more universal, and thus more like the classical militias of the eighteenth century.
Not surprisingly, many citizens seek to exercise what Don Kates called "the most self evident of rights"[219] --that of self-defense--through the private ownership of firearms, which the overwhelming majority of Americans believe is a right guaranteed to them by the U.S. Constitution.[220] While neomilitias have certainly misunderstood or misconstrued the original nature of the militia, they are often only following the logic of the "collective right" interpreters of the Second Amendment to a reasonable conclusion. In addition to being spawned by the seemingly omnipresence of a real paranoid strain among Americans, neomilitias are an unintended consequence of eliminating the constitutional militia, with all its supposed parochial inefficiencies, and replacing it with what is, at best, a select militia controlled by the federal government, and employed primarily as reserves for its considerable standing army. Given that we live in a post-militia era, it is no wonder that individuals would look to the Second Amendment--itself supposedly a backstop (p.239)against federal encroachment on the state's power to maintain a militia to protect against federal tyranny.[221] The next section examines arguments of Professor David Williams, who argues that the Second Amendment in a post-militia age is literally meaningless.
With the recent proliferation of the neomilitias, a question arises that was not asked in the haste to centralize and modernize the federal armed forces during the first part of this century: Why were militias established in the first place? Even though we understand the Framers' apprehensions about standing armies, a majority of Americans probably no longer share that fear, at least to the extent that fear thoroughly informed the Framers' world view. What is it then about the right to bear arms and the right to revolt that retains such a visceral appeal to people who might not know anything else about constitutional law? Part of the answer can be found in Robert Cottrol's assertion that: "[t]here is considerable evidence that the armed population and the militia were intended to serve more than a simple military function. They were seen as fulfilling important political and perhaps moral purposes as well."[222]
Many present day commentators seem unwilling to acknowledge the unique role that the militia filled, one that is not easily replaced by service that is less martial.[223] Since militias were the creatures of civic republican thought, one must consider whether the present-day citizenry possesses the requisite amount of civic virtue necessary to sustain a republican militia. Civic virtue and a willingness to subordinate all private concerns (p.240)to those of the community were conditions precedent to the establishment of a virtuous republic. In other words, the republic was merely its citizens writ large; lack of virtue among them would doom the republic before it began. Thus, given that the Second Amendment is so entwined with republican thought, if we no longer adhere to that ideology, is the Second Amendment meaningless? David Williams makes this argument in an article entitled, Civic Republicanism and the Citizen Militia: The Terrifying Second Amendment.[224]
The role of the republican militia, argues Williams, "impact[ed] ... all the components of a republic into itself. If the state could not have virtue without virtuous citizens, then the militia would supply a virtuous citizenry; and if the citizens could not have virtue without a virtuous state, then the militia would provide virtuous state supervision."[225] Thus, the Second Amendment is inextricably intertwined with the institution of the militia, and that "tradition offers no guidance for judicial mediation between the competing contemporary legal claims that the Amendment only supports the modern national guard or that it also supports a private right to arms for individual self-defense."[226] Since one of the militia's two features was "universality"[227] and since "[g]un owners today do not comprise a universal militia,"[228] Williams concludes that "under modern conditions, the literal wording of the Second Amendment is meaningless."[229] "To make any sense, the Amendment," he continues, "presupposed an institution now gone."[230]
Lacking either a militia or any hope that a militia could be successfully revived in any meaningful way,[231] Williams suggests ways courts could give effect to the Second Amendment to further its republican purposes, and proposes some "militia-surrogates,"[232] that would allow citizens to further the aims of (p.241)the classical republican militia. Williams suggests courts could interpret the Second Amendment like the Due Process Clause of the Fourteenth Amendment: as "part of our scheme of ordered liberty," regardless of its original meaning.[233] But, Williams would rather courts update the amendment "in a more republican fashion."[234] For example, he suggests that "other fibers of the constitutional fabric" might be stretched to cover the hole left by the "demise" of the universal militia to give people increased power over their government.[235] Thus Williams would deploy the Second Amendment to uphold campaign finance reform and proportional representation,[236] to undermine "protection against the redistribution of traditional property rights,"[237] and to increase constitutional protections for "newer forms of property."[238] In addition, "the disappearance of the militia should create a heightened constitutional suspicion of the standing army and the police."[239] To serve as militia-surrogates, Williams suggests three possibilities: reviving the universal militia,[240] universal service,[241] and finally, "direct control by the people of their government."[242] Williams concludes that, ultimately, the "concept of the militia" as a "regulative ideal" provides "a guide to interpreting the Second Amendment."[243] Far from securing a judicially enforceable right "of separate individuals," though, the amendment "[a]t most ... can influence the interpretation of the other provisions."[244]
Williams sets himself apart from critics of the Second Amendment by admitting the powerful moral component that attached to militia service. He correctly places the Second (p.242)Amendment into a republican theoretical framework. However, his conclusions about the Second Amendment's modern meaninglessness are unconvincing. As the foregoing discussion has shown regarding the federalization of the military power of the United States, official force in this country is neither decentralized nor universal--two salient features of the republican militia. The leap from that premise to the conclusion that, as a result of the militia's decline, the Second Amendment is meaningless, is a leap not easily made. At one point, Williams notes:
[t]he vision of the [Second] Amendment is not of a nation in which all may own arms but of one in which all are in fact armed. If only a small portion go armed, the hope of the Amendment will have failed as surely as if the government had prohibited arms bearing altogether.[245]
Such a statement, if taken seriously, suggests that because not everyone votes, any right to vote is now meaningless, since the Framers intended all who were eligible to take part in elections. Furthermore, the Framers knew that not everyone would be armed, for people who had religious scruples were exempt from militia service.
The main obstacle to Williams' argument and proposed solutions is the text of the Second Amendment itself.[246] The right to keep and bear arms is given to the people--not to the states or the militia. Williams believes the use of the term "the people" protects "the people as a whole and only as a whole," and not "some random collection of individuals."[247] If that were an accepted canon of constitutional construction, it seems that the same analysis would be applied to the Fourth Amendment which makes reference to the right of the "people" to be secure in their persons, papers and effects, from unreasonable searches and seizures.[248] As interpreted, though, the Fourth (p.243)Amendment protects individuals. Furthermore, why should the phrase "well regulated Militia" be read to restrict or limit the "right of the people to keep and bear arms" when, as Williams mentions, one of the features of the republican militia is its universality? Even Williams admits that it is "probable that [the Amendment] used 'Militia' in this broader sense."[249]
Williams' view of the Constitution holds that a particular provision of the Constitution imports all of the nontextual baggage that may or may not have informed the adoption of that provision. If such an interpretation were applied widely, many freedoms now implicit in provisions like the First Amendment, might be rolled back wholesale.[250] While the Second Amendment is not completely clear, it quite explicitly mentions the "right of the people to keep and bear arms."[251] Thus, preserving the Second Amendment as a regulative ideal while ignoring the text itself seems to represent a peculiar mode of constitutional interpretation. Despite Williams' doubts, the absence of a decentralized, universal, republican militia leaves little in the way of a "hole" in the Constitution. The solution to the interpretive problem posed by the federalization of the militia, and the concomitant abrogation of its envisioned role in American life, while not satisfying to those who have adopted extreme positions on either side, comes as close as possible to giving life to the amendment and addressing the concerns that drove the Founders to adopt the Second Amendment in the first place.
My solution is quite straightforward: the Supreme Court should interpret the Second Amendment to protect an individual's right to keep and bear arms. This right, of course, would not be absolute. It would be subject to competing governmental interests, some of which would be important enough to trump an individual's right.[252] Similarly, state and federal governments could enact certain restrictions to further those (p.244)interests, but such restrictions would be required to be narrowly tailored--similar to the First Amendment "time, place and manner" restrictions.[253]
This solution not only honestly reflects the importance the Framers placed on an armed citizenry, but it also fulfills the criteria of universality and decentralization by ensuring that almost every law-abiding adult of sound mind would have the ability to arm herself. Most regulations of firearms would remain in place, as would state prohibitions against paramilitary activity, since those are not aimed at an individual's right to bear arms. Since the right would have to be exercised within parameters outlined by state and federal laws, the exercise of Second Amendment rights would be dominated neither by the state (as is true under a collectivist interpretation of the Second Amendment) nor by wholly private entities (as urged by many in the neomilitia movement).[254]
In many ways the debate over the "militia tradition" in this country--including the Framer's conception of a "militia"--is framed by this larger debate over the meaning and interpretation of the Second Amendment. As I researched, however, I became aware of an American tendency towards gradual abdication of the responsibilities of citizenship. The demise of the militia is only one example. Low voter turnout and an inability to impanel representative juries both indicate a general willingness to delegate responsibilities to "professionals," or simply to shirk them, and then complain when the results are not to our liking. As the repositories of sovereignty under our system, we (p.245)have an obligation to pay constant attention to constitutional and political matters. Otherwise, it will remain axiomatic that "the safeguards of liberty" will be left to "controversies involving not very nice people."[255] It should not be.
[*] Associate at Baker, Donelson, Bearman & Caldwell. J.D. The University of Tennessee, 1995; B.A. The University of the South, 1992. I would like to thank Brooks R. Smith, Glenn Harlan Reynolds, Don B. Kates, Alli Summerford, and Travis Hawkins for their valuable comments and suggestions. Any errors or omissions are, of course, my own.
[1] "A well-regulated Militia, being necessary to the security of a free State, the right of the people to keep and bear Arms, shall not be infringed." U.S. Const. amend II.
[2] See Robert Cottrol & Raymond Diamond, The Second Amendment: Toward an Afro-Americanist Reconsideration, 80 Geo. L.J. 309 (1991); Brannon P. Denning, Can the Simple Cite Be Trusted?: Lower Court Interpretations of United States v. Miller and the Second Amendment, 26 Cum. L. Rev. 961 (1996); Dennis A. Henigan, Arms, Anarchy and the Second Amendment, 26 Val. U. L. Rev. 107 (1991); Don B. Kates, Jr., Handgun Prohibition and the Original Meaning of the Second Amendment, 82 Mich. L. Rev. 204 (1983); Sanford Levinson, The Embarassing Second Amendment, 99 Yale L.J. 637 (1989); Glenn Harlan Reynolds, The Right to Keep and Bear Arms Under the Tennessee Constitution: A Case Study in Civic Republican Thought, 61 Tenn. L. Rev. 647 (1994); Glenn Harlan Reynolds & Don B. Kates, The Second Amendment and States' Rights: A Thought Experiment, 36 Wm. & Mary L. Rev. 1737 (1995); David C. Williams, Civic Republicanism and the Citizen Militia: The Terrifying Second Amendment, 101 Yale L.J. 551 (1991).
[3] See Joyce Lee Malcom, To Keep and Bear Arms: The Origins of an Anglo-American Right 2-3 (1994) (describing the obligation to bear arms in medieval England); Lawrence Delbert Cress, An Armed Community: The Origin and Meaning of the Right to Bear Arms, 71 J. Am. Hist. 22, 26-27 (1984).
[4] See Bernard Bailyn, The Ideological Origins of the American Revolution (1967); Forrest McDonald, Novus Ordo Seclorum: The Intellectual Origins of the Constitution (1985); J.G.A. Pocock, The Machiavellian Moment: Florentine Political Thought and the Atlantic Republican Tradition (1975); Gordon S. Wood, The Creation of the American Republic: 1776-1787 (1969).
[5] Wood, supra note 4, at 47.
[6] Pocock, supra note 4, at 507.
[7] "The sacrifice of individual interests to the greater good of the whole formed the essence of republicanism and comprehended for Americans the idealistic goal of their Revolution." Wood, supra note 4, at 53.
[8] Id.
[9] It is this participation that makes one a "citizen" in the state, as opposed to an alien or a resident. This distinction dates from antiquity and was discussed by Aristotle in The Politics. "He who has the power to take part in the deliberative or judicial administration of any state is said by us to be a citizen of that state; and, speaking generally, a state is a body of citizens sufficing for the purposes of life." Aristotle, Politics, in 2 The Complete Works of Aristotle 2024 (Johnathon Barnes ed., 1984).
[10] The idea of public virtue was not original with the English, nor was the ideology of civic republicanism. Machiavelli, and other Italian theorists were writing about virtú hundreds of years before the concept was exported to and appropriated by the English. For a detailed analysis of the "Anglicizaton of the Republic," see Pocock, supra note 4, at 301-422. "Public virtue entailed firmness, courage, endurance, industry, frugal living, strength, and above all, unremitting devotion to the weal of the public's corporate self, the community of virtuous men." McDonald, supra note 4, at 70. "In other words, public virtue, the willingness to surrender all, even their lives, for the good of the state, was primarily the consequence of men's individual private virtue." Wood, supra note 4, at 69.
[11] See, e.g., Bailyn, supra note 4, at 63.
[12] Republicanism was an ideology of opposites: virtue-corruption, liberty-licentiousness, natural law-positivism, etc. For each element in a virtuous state, there was a corollary corrupting opposite. See Wood, supra note 4, at 52-53 (describing the obsession of republican thought with luxury and decay). The notion of a citizen militia was quickly incorporated into republican thinking in England. "[I]f a militia of freemen, independent in arms and in tenure, could be made part of [the myth of a constitution both ancient and uncorrupted], the new phenomenon of military bureaucracy would fit into place as its corrupting opposite." Pocock, supra note 4, at 419.
[13] See Akhil R. Amar, Of Sovereignty and Federalism, 96 Yale L.J. 1425, 1499-1500 (1987) ("[T]he military check ... might appear largely unnecessary given the seeming improbability of an attempted national coup in late twentieth century America. Yet this happy state ... is perhaps partly due to the military check itself.").
[14] See Pocock, supra note 4, at 432 (describing a scheme for military training for all freeholders in England as "essentially a means of education in civic virtue") (footnote omitted).
The paradox developed in Machiavelli's argument is that only a part-time soldier can be trusted to possess a full-time commitment to the war and its purposes. A citizen called to arms, with a home and an occupation (arte) of his own, will wish to end the war and go home, where a mercenary, glad rather than sorry if the war drags on indefinitely, will make no attempt to win it.
Pocock, supra note 4, at 200 (footnote omitted).
[16] See Bailyn, supra note 4, at 27 ("in pamphlet after pamphlet the American writers cited Locke on natural rights and on the social and governmental contract ....").
[17] See generally Malcolm, supra note 3.
[18] See Don Higginbotham, The War of American Independence: Military Attitudes, Policies, and Practice, 1763-1789 7 (1971) (footnote omitted).
[19] See id. at 12-13. "The American militiaman symbolized the 'natural' way to fight by responding to a challenge instead of honor or reward." Id. at 13.
[20] "John Adams called [the militia] one of the cornerstones of New England society--along with towns, schools, and congregations--from which the virtues and talents of the people were formed. In America the military system came close to being the nation in microcosm." Id. at 13 (footnote omitted) (alteration in original).
[21] "During the early hostilities only the colonial militias, especially that of Massachusetts, occupied the field against Britain's regulars." Id. at 57.
[22] Colonial successes at Lexington Green and Concord were due, in part, to the militias' willingness to disregard the niceties of Eighteenth Century European military doctrine and fight from places of concealment. One outraged British lieutenant called the militiamen "concealed villains" and "cowardly." Id. at 63.
[23] British killed and wounded at the Battle of Breed's Hill exceeded 1,000 men--some of the heaviest losses the British would sustain in the war. Id. at 76. In addition, Ethan Allen's Green Mountain Boys, a Vermont militia unit, scored an important coup with the capture of Fort Ticonderoga. Their surprise attack supplied much needed heavy artillery to the needy patriots. Id. at 67.
[24] "Few phenomena of American life have felt such devastating censure as the militia system." Id. at 7. However, Higginbotham later notes that "[r]egular American army units were too thinly ranked and the theater of war too vast to avoid a heavy reliance upon the militia." Id. at 11. This did not deter General Washington, the newly appointed Commander of the Continental Army from constantly pleading for a "respectable army" replete with standard uniforms and arms, and commanded by a gentleman officer corps. See id. at 87.
[25] Washington's complaints are typical of the professional military's tendency to discount the ability of militias to act as any sort of real challenge to a trained, professional, "European" army. Arguments like this, which in large part were the reason for later replacement of the militia system in favor of the National Guard tend to miss the point. Militias, as I will argue later, are intended to be provincial, decentralized, and fulfill different functions than a standing army. Despite Washington's wartime complaints, he later wrote of the militias as the "bulwark of liberty," and seemed to abandon calls for the construction of a professional, European-type army. See 26 The Writings of George Washington 387-88 (John C. Fitzpatrick ed., 1938). This change of heart may owe a great deal to the antimilitarism that was prevalent in the country following the Revolutionary War.
[26] There is no question that militia units under the command of Daniel Morgan, most of whom were rugged frontiersmen and excellent shots, fought admirably. The British general Cornwallis' army was devastated after pursuing Morgan into the Carolinas. Even a skeptic like the American General Greene had to admire the ferocity with which they dispatched the British troops and their loyalist comrades. See Higginbotham, supra note 18, at 366-76.
[27] Id. at 386 n.31 (quoting from the Maryland Gazette, Aug. 2, 1781).
[28] See Higginbotham, supra note 18, at 439.
[29] Typical of such sentiments was the uproar over the so-called Society of Cinncinnatus--an organization of all military officers who had served for three years or who were officers at the end of the war. Id. Condemnation was almost universal--Rhode Island even went so far as to take away the vote to any member of such an "anti-republican organization." Id. at 440.
[30] See id. at 441-42.
[31] While the most famous of these uprisings was Daniel Shays' abortive raid on the federal arsenal in Springfield, Massachusetts, calls among the disaffected, particularly in the Northeast, for debt forgiveness and paper currency, resulted in flareups requiring the militia to be called up to arrest insurrectionists and keep order. See id. at 447-48.
[32] It was this, as well as the attendant discipline problems with militiamen unaccustomed, and resistant to, taking orders from officers, that caused the greatest consternation among Washington, and his fellow generals. Republicanism's egalitarian gospel failed to produce any inborn respect for an "officer class." British officers recalled, indignantly, American prisoners--mere privates--who demanded to be treated as "gentlemen." See id. at 12.
[33] Commanders like the aforementioned Daniel Morgan and Francis Marion, the Swamp Fox, conducted campaigns that at least harassed, and at best inflicted serious damage to the British, whose strategic focus after 1777 switched to the South. See id. at 361.
[34] Loyalists, or Tories, who remained loyal to the Crown mustered their own militia units to assist the British. Lacking popular support and looked down upon by the British regulars, these groups were not quite as effective as patriot irregulars. It is reported British commanders requesting reinforcements were told to use Loyalists--the British government evidently expecting vast numbers of loyal subjects to rise up. See id. at 11.
[35] It is worth noting that the complaints about the militia lodged by members of the nascent American military establishment concerned militia shortcomings relative to a European-style professional army. Such criticisms miss the point, if one is willing to accept as valid the thesis that a militia is different from a professional army, and in fact, if it is to fulfil its community purpose, should be different.
[36] See, e.g., Wood, supra note 4, at 393-429 (describing the widespread disillusionment and dissatisfaction following the Revolution).
[37] See id.
[38] See James Madison, The Debates in the Federal Convention of 1787 Which Framed the Constitution of the United States of America 421 (Galliard Hunt & James Brown Scott eds., 1920) [hereinafter Debates].
[39] Id. Realizing states needed to retain some measure of control, Mason suggested states retain the right to choose their own officers. Id.
[40] Oliver Ellsworth suggested this, but noted, "[i]t must be vain to ask the States to give the Militia out of their hands." Id. at 425. On the other hand, Pierce Butler of South Carolina thought the government ought to have complete control over the militia. See id.
[41] Delegate John Dickinson thought the power ought to extend to one-fourth of a state's militia. Id. Mason amended his motion to allow central control over only one-tenth of state troops. Id.
[42] See id. at 426.
[43] Id. (alteration in original).
[44] On Tuesday, August 21, the Committee of Eleven reported back their formulation of the organizing power, which read: "To make laws for organizing arming and disciplining the militia, and for governing such part of them as may be employed in the service of the U.S. reserving to the States respectively, the appointment of officers, and the authority of training the Militia according to the discipline prescribed by the U. States." Id. at 435.
[45] See id. at 451.
[46] See id. at 452.
[47] Id.
[48] Id.
[49] Id. at 453.
[50] "Will any man say that liberty will be as safe in the hands of eighty or a hundred men taken from the whole continent, as in the hands of two or three hundred taken from a single State." Id.
[51] Id. at 454 (alteration in original).
[52] Id. (alteration in original).
[53] See U.S. Const. art. I, § 8, cl. 12.
[54] See U.S. Const. art. I, § 8, cl. 15.
[55] See U.S. Const. art. I, § 8, cl. 16.
[56] See U.S. Const. art I, § 8, cl. 16. As will be seen, this power means very little under the current National Guard scheme.
[57] For the Federalist defense of national power over the militia, see The Federalist No. 28, at 204-07 (Alexander Hamilton) (Isaac Kramnick ed., 1987).
[58] See Williams, supra note 2, at 570 ("By the early 1790's ... many of the nation's leaders had adopted a largely liberal ideology, and the decade as a whole was one of complex interaction between new ideas and old, both amply represented.").
[59] The Federalist No. 46, at 301 (James Madison) (Isaac Kramnick ed., 1987).
[60] The Federalist No. 29, at 209-10 (Alexander Hamilton) (Isaac Kramnick ed., 1987).
[61] Id. at 210.
[62] Id.
[63] Hamilton, it should be noted, did not advocate disarming those not in his "select corps." "Little more," he writes, "can reasonably be aimed at with respect to the people at large than to have them properly armed and equipped; and in order to see that this be not neglected, it will be necessary to assemble them once or twice in the course of a year." Id.
[64] See The Antifederalists (Cecelia M. Kenyon ed., 1966) [hereinafter Antifederalists].
[65] See, e.g., id. at 22-23 ("Centiniel" writes of the possibility a militia would be sent from Pennsylvania to Georgia or New Hampshire and be "made an unwilling instrument of oppression"). For Hamilton's rebuttal, see The Federalist No. 29, at 211. It is also interesting to note that at the same time fellow essayist James Madison is extolling the virtues of an armed populace against tyranny, Hamilton is unabashedly advocating a standing army, only reluctantly admitting that the political climate makes such an institution an impossibility.
[66] See Antifederalists, supra note 64, at 57 (statement of the "Pennsylvania minority").
[67] See, e.g., id. at 243 (statement of the "Virginia Convention").
[T]he Second Amendment to the Constitution, apparently drafted to reassure men's minds against the fact that the federal government should maintain something in the nature of a professional army, affirms the relation between a popular militia and popular freedom in language directly descended from that of Machiavelli, which remains a potent ritual utterance in the United States to this day.
Pocock, supra note 4, at 528.
[69] See, e.g., 1 Thomas Cooley, Constitutional Limitations 729 (8th ed. 1927) ("The alternative to a standing army is a 'well-regulated militia;' but this cannot exist unless the people are trained to bearing arms."); 3 Joseph Story, Commentaries on the Constitution 746 (Da Capo Press 1970) (1833) (describing the militia as the "natural defense of a free country"). But see Keith A. Ehrman & Dennis A. Henigan, The Second Amendment in the Twentieth Century: Have You Seen Your Militia Lately?, 15 U. Dayton L. Rev. 5 (1989) (arguing against an individual right interpretation of the Second Amendment).
[70] William Van Alstyne, The Second Amendment and the Personal Right to Arms, 43 Duke L.J. 1236, 1236 (1994).
[71] See Don B. Kates, Jr., The Second Amendment and the Ideology of Self-Protection, 9 Const. Comm. 87, 89 (1992) ("To natural law philosophers, self-defense was 'the primary law of nature,' the primary reason for man entering society.") (footnote omitted) (quoting William Blackstone).
[73] Id.
[75] Kates contrasts this line of reasoning with that of modern Americans who tend to see
incidents in which a violent criminal is thwarted by a police officer as very different from similar situations in which the defender is a civilian. When the police defend citizens it is seen (and lauded) as defense of the community. In contrast, when civilians defend themselves and their families the tendency is to regard them as exercising what is, at best, a purely personal privilege serving only the particular interests of those defended, not those of the community at large.
Id. at 91. Such an attitude is certain present in some of the recent writings about the Second Amendment and militias. For a critique of one of those scholars, see notes 56-79, supra and accompanying text (criticizing David Williams).
[77] For an argument that the tenets of the Communitarian movement would support a return to such literal "community policing," despite its platform's calls for "domestic disarmament," see Brannon P. Denning & Glenn Harlan Reynolds, It Takes a Militia: A Communitarian Case for Compulsory Arms Bearing, Wm. & Mary Bill of Rts. J. (forthcoming 1997).
[78] Kates, supra note 71, at 103.
[79] See notes 96-106, supra, and accompanying text.
[80] This Act provided,
That every citizen so enrolled and notified, shall, within six months thereafter, provide himself with a good musket or firelock, sufficient bayonet and belt, two spare flints, and a knapsack, a pouch with a box therein to contain not less than twenty-four cartridges, suited to the bore of his musket or firelock, each cartridge to contain a proper quantity of powder and ball: or with a good rifle, knapsack, shot-pouch and powder-horn, twenty balls suited to the bore of his rifle, and a quarter of a pound of powder; and shall appear, so armed, accounted and provided, when called out to exercise, or into service, except, that when called out on company days to exercise only, he may appear without a knapsack.
Militia Act of 1792, ch. 33, 1 Stat. 271. Such was the extent of Congress' provision for the militia until the twentieth century. For an account of the debate over the Militia Act, see David P. Currie, The Constitution in Congress: The Second Congress, 90 Nw. L. Rev. 606, 640-44 (1996).
[81] U.S. Const. art. I, § 6, cl. 16.
[82] I thank Professor Glenn H. Reynolds for the suggestion that the militia's "universality" may have ensured its neglect. If something like the militia cannot command a powerful interest group to lobby for legislative attention, it will rarely receive that attention. As will be seen, not only did state militias not have a powerful advocate, but, on the contrary, they had a powerful opponent: the professional military, who, at the turn of the century was able to lobby for the establishment of the present-day National Guard.
[83] See John K. Mahon, The War of 1812, at 3 (1972) (describing the English ship Leopard's attack on the American Chesapeake).
[84] See id. at 45, 51. Interestingly enough, the federal officers seemed to acknowledge that what they were ordering they could not really constitutionally enforce. Thus, the early Canadian operations were hampered by the forced reliance on those militiamen who would volunteer to cross the border. See id. at 51, 80. This theory was later adopted by Attorney General Wickersham, when asked to render an opinion concerning the authority to order state militias into Mexico to pursue bandits. This was a factor in the decision to form the National Guard, and led to the decline of the state militias. See infra note 106 and accompanying text.
[85] See id. at 32 (describing the refusal of the Acting Governor of Connecticut to supply members of the militia on grounds that "the President had not indicated that there existed any of the three exigencies stipulated in the Constitution--an invasion, an insurrection, or a combination to break the laws ..."). For an example of a governor who felt constitutionally restrained against calling his state's militia for service in another state, see id. at 321 (recounting the dilemma of the governor of Vermont).
[86] See, e.g., Mahon, supra note 74, at 73.
[87] See id. at 363.
[88] See id. at 316.
[89] See id. at 219 (noting that Massachusetts treated its militia officers who joined the United States Army as deserters.).
The United States almost dissolved nearly one half century before the Civil War as a result of the War of 1812. In late 1814, the New England states met in Hartford, Connecticut to discuss alleged abuses of the Madison government. A series of resolutions was passed, ranging from eliminating the use of the slave as three-fifths of a person for purposes of representation, to limiting presidential terms. The ultimate American victory, sealed by the Battle of New Orleans, kept the Hartford Convention from being anything than an ominous harbinger of regional troubles to come. For a full discussion of the convention, see Mahon supra note 74, at 375-77.
[90] See Bruce D. Porter, War and the Rise of the State 255 (1994) ("British fixation on Napoleon cut short [the War of 1812] giving the Americans an illusory victory ....").
[91] See id. at 256 ("[By the middle of the 1800's] militias degenerated into social clubs of marginal military utility.").
[92] Of course not all professional soldiers were hostile to the militia. See, infra, notes 148-181, and accompanying text (describing General Leonard Wood's role in the "Preparedness Movement" of the early twentieth century).
[93] U.S. Const. art. I, § 8, cl. 15.
[94] The militias and the state national guards were also employed in the last half of the Nineteenth Century to quell incidents of labor strife in the United States.
Unable to cope with widespread labor unrest through effective reform measures, American leaders at both the state and national level resorted to the last bastion of public order: military force. Between 1870 and 1900, the National Guard was mobilized some 150 times to cope with industrial disputes (though, significantly, not once did it serve under federal authority, as the Constitution allows). Only when the militia proved ineffectual did Federal troops intervene--in eight states during the Great Strike of 1877, in eleven states during the labor disturbances of 1894, and in the Coeur d'Alene mining region of Idaho on three occasions in the 1890s.
Porter, supra note 81, at 268.
[95] See, e.g., Col. Charles Dunlap, Jr., Revolt of the Masses: Armed Civilians and the Insurrectionist Theory of the Second Amendment, 62 Tenn. L. Rev. 643 (1995) ("Armed civilians organized into citizen militias did not determine the Revolution's military success as many believe."). Actually, as Don Higginbotham noted, the colonial militias did surprisingly well against the British. See Higginbotham, supra note 18, at 57.
[96] Edmund S. Morgan, Inventing the People: The Rise of Popular Sovereignty in England and America 153-73 (1988).
[97] See